Control Testing

Job Description:

• 1) M&T Strategy Implementation & Book of Work Management

• Implement the overarching Monitoring and Testing (MT1) strategy across designated FLUs.

• Assist in maintaining and managing the FLU structure, Book of Work (BoW) forecasting, and

• capacity planning to ensure complete, high-quality, and timely delivery of all scheduled monitoring and

• testing engagements.

• Track milestones, manage resource allocations, and proactively identify delivery risks or operational

• bottlenecks.

• 2) Control Design Assessment (CDA) & Quality Control (QC)

• Conduct detailed reviews and assessments of key business and technology controls to evaluate

• whether they are appropriately designed to mitigate identified operational, regulatory, and compliance

• risks in accordance with policies and playbooks.

• Execute CDA Quality Checks (CDA QC) on completed design assessments to ensure consistency,

• accuracy, and adherence to established quality benchmarks.

• 3) M&T Tool Design, Scripting & Automation Feasibility

• Assess automation feasibility for new and existing monitoring and testing activities.

• Design, build, and maintain manual, semi-automated, and fully automated OEM/OET tools and test

• scripts.

• Perform Monitoring Design Assessments (MDA) and Testing Design Assessments (TDA) to verify

• that control testing scripts and monitoring tools are adequately designed to meet predefined testing

• objectives.

• 4) OEM & OET Execution & Quality Control

• Execute Operating Effectiveness Monitoring (OEM) and Operating Effectiveness Testing (OET) to

• determine if controls function as intended over a specified assessment period and effectively mitigate

• risks.

• Conduct thorough OEM/OET Quality Control (QC) reviews across completed testing workpapers,

• evidence sets, and execution artifacts

• 5) Exception Management & Stakeholder Communication

• Analyze testing variances, exceptions, and control breakdowns in collaboration with senior testing

• Subject Matter Experts (SMEs).

• Review automated monitoring alerts, anomalous patterns, and systemic exceptions.

• Formulate clear, evidence-based findings and communicate test results, issues, and corrective action

• recommendations to business stakeholders and coverage teams

• 6)Subject Matter Expertise & Continuous Improvement

• Serve as a Subject Matter Expert (SME) on control testing methodologies, sampling approaches, and

• domain-specific regulatory frameworks.

• Identify continuous improvement opportunities in testing workflows, scripting standards, and

• reporting mechanisms.