Compliance Officer

Position Name –Compliance Officer

Location - Gift city

Experience Range – 5+ years

Mandatory Requirement

• 5+ years of experience in Alternate Investment Fund regulations


• CS or CA


• Minimum 4+ years of post-CS membership experience


• Experience in dealing with foreign law firms


• Should be equipped to do research under SEBI AIF Regulations, FEMA, regulations

About the client: Our client is one of the top investment management companies. It pursues investments where strategy, talent management, operational execution, and related business-building skills can drive significant value creation. Our client is an early-stage fund investing in three areas - Consumer Brands, Consumer Technology, and Fintech.

Job Roles and Responsibilities:

• Investor onboarding (Documentation preparation, signing, KYC)


• Various SEBI, Gift city and RBI compliances relating to investors (AML/ CFT, CKYC etc)


• Support in the fund raise process


• Build relationship with Gift regulators and ensure regulatory compliance, inspection management


• Support LP management


• Any other ancillary functions

MMust have:

• Investor compliance experience


• SEBI & RBI compliance


• Investor onboarding experience


• Meets gift city compliance officer criteria


• Well-spoken and be able to liaison with Investors


• Well spoken and be able to liaison with Regulators


• Experience in regulator management


• Should be ok to work in Gift city office independently and individually


• Travel to Bangalore office periodic intervals

Other Details:

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  • LLB degree will be an added advantage
  
  
  • Good communication skills – Oral & Written and interaction skills